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 Anchovy Software, Inc.
 Denver, CO USA
 303.455.5484
 
Compliance Tracking just got easier!
 
Anchovy Software announces the release of the Account Document Tracking System (ADTS)
Click here for details!
 

The Compliance Management Tool

What is it?
The Compliance Management Tool (CMT) is an easy-to-use software solution that takes the hassle out of regulatory compliance tracking and reporting so you-the compliance professional-can spend more time doing what you were hired to do.

What does the CMT do?

CMT saves time. Yours.

CMT allows you to maintain all RR and employee compliance information in one simple program. From an RR's licensing and continuing education status to outside business activities and political contributions, CMT tracks what you need to report to the regulatory agencies.

CMT also gives you the ability to print attractive reports and letters-including the NYSE Rule 407 letters for outside brokerage accounts-and even reformat them the way you like.


Why is CMT such a big deal?

In today's environment of heightened regulatory scrutiny, it behooves companies to make sure all the "i's" are dotted and the "t's" crossed. CMT will help you make sure important pieces of data don't fall through the cracks.


What's the catch?

You have to pay for it. Still, compared to other products or creating a solution in-house from scratch, CMT offers a reasonably priced way to streamline compliance tracking and reporting.


Want to learn more?

Click here to learn more about the CMT and its key features.